Franchise Registration States
and Filing Requirements

Getting Started

If you plan to sell franchises, you need to know which states regulate the offer. 14 franchise registration states require you to file your Franchise Disclosure Document and receive approval before offering a franchise, and a smaller group of filing states require a filing and fee but no approval. Every other state follows the FTC Franchise Rule only. The map below shows where each rule applies.

Franchise registration states map showing registration, filing, and non-registration states in the US

Registration and Filing States at a Glance

FMS Franchise Registration States
FMS Franchise

Franchise Registration Requirements by State

CategoryStatesWhat it requires
Registration states
14 states
California, Hawaii, Illinois, Indiana, Maryland, Michigan, Minnesota, New York, North Dakota, Rhode Island, South Dakota, Virginia, Washington, Wisconsin File the FDD and receive state approval before offering or selling.
Filing states
9 states
Connecticut, Florida, Kentucky, Maine, Nebraska, North Carolina, South Carolina, Texas, Utah File and pay a fee; no approval step is required.
Non-registration states All remaining states and Washington, D.C. Follow the FTC Franchise Rule and use a compliant FDD.

CALIFORNIA

California Department of Financial Protection and Innovation 2101 Arena Boulevard, Sacramento, CA 95834

Franchise Registration Fee California $ 1,865

HAWAII

Commissioner of Securities Department of Commerce and Consumer Affairs Business Registration Division Securities Compliance Branch 335 Merchant Street, Room 203, Honolulu, HA 96813

Franchise Registration Fee Hawaii $ 250

ILLINOIS

Franchise Division Office of Attorney General 500 South Second Street

Franchise Registration Fee Illinois $ 500

INDIANA

Franchise Division Office of Secretary of State 302 W. Washington St., Rm. E111 Indianapolis, IN 46204

Franchise Registration Fee Indiana $ 500

MARYLAND

Office of the Attorney General Division of Securities 200 St Paul Place Baltimore, Maryland21202-2020

Franchise Registration Fee Maryland $ 500

MICHIGAN

Michigan Attorney General’s Office
Consumer Protection Division
Attn: Franchise Section
525 W. Ottawa Street
Williams Building, 1st Floor
Lansing, MI 48933

Franchise Registration Fee Michigan $ 250

MINNESOTA

Minnesota Department of Commerce
Securities Unit
85 7thPlace East, Suite 280
St. Paul, MN 55101-2198

Franchise Registration Fee Minnesota $ 400

NORTH DAKOTA

North Dakota Securities Department
600 East Boulevard Ave., State Capital Fifth Floor, Dept. 414
Bismarck, ND 58505-0510

Franchise Registration Fee North Dakota $ 250

NEW YORK

New York State Department of Law
Investor Protection Bureau
28 Liberty Street, 21st Floor
New York, NY 10005

Franchise Registration Fee New York $ 750

RHODE ISLAND

Franchise Office Division of Securities John O. Pastore Office Complex 1511 Pontiac Avenue, Bldg. 69-1 Cranston, RI 02910

Registration Fee Rhode Island $ 600

SOUTH DAKOTA

Department of Labor and Regulation
Division of Insurance
Securities Regulation
124 S. Euclid Suite 104
Pierre, SD 57501

Registration Fee South Dakota $ 250

VIRGINIA

State Corporation Commission Division of Securities and Retail Franchising 1300 E. Main St. 9th Floor Richmond, VA 23219

Registration Fee Virginia $ 500

WASHINGTON (STATE)

Department of Financial Institutions
Securities Division
150 Israel Rd SW
Tumwater, WA 98501

Registration Fee Washington $ 600

WISCONSIN

Department of Financial Institutions Division of Securities 345 West Washington Ave., 4th Floor Madison, WI 53703

Registration Fee Wisconsin $ 400

Part 436 sets forth those amendments to the Franchise Rule pertaining to the offer and sale of franchises.
Part 437 sets forth a revised form of the original Franchise Rule pertaining solely to the offer and sale of business opportunities.

NON-REGISTRATION STATES

The following States do not require filing or registration to be able to sell Franchises in the State. They only require that the Franchisor follow the FTC Guidelines and have an approved FDD.

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • Colorado
  • Delaware
  • District of Columbia
  • Georgia
  • Idaho
  • Iowa
  • Kansas
  • Louisiana
  • Massachusetts
  • Mississippi
  • Missouri
  • Montana
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • Ohio
  • Oklahoma
  • Pennsylvania
  • Tennessee
  • Vermont
  • West Virginia
  • Wyoming

FILING STATES

A Filing State is one that requires the Franchisor to file and pay a fee, but does not require the Franchisor to submit documents and seek approval to sell Franchises, like a registration State.

  • Connecticut is a Franchise Filing State and has a franchise filing fee of $400.
  • Florida is a Franchise Filing State and has a franchise filing fee of $100.
  • Kentucky is a Franchise Filing State and has a franchise filing fee of $0.
  • Maine is a Franchise Filing State and has a filing fee of $25.
  • Nebraska is a Franchise Filing State and has a filing fee of $100.
  • North Carolina is a Franchise Filing State and has a filing fee of $250.
  • South Carolina is a Franchise Filing State and has a filing fee of $100.
  • Texas is a Franchise Filing State and has a filing fee of $25.
  • Utah is a Franchise Filing State and has a filing fee of $100.

Registration States Versus Filing States

A registration state and a filing state are not the same obligation, and treating them alike is how founders get tripped up. A registration state requires you to submit your Franchise Disclosure Document to a state regulator and wait for approval before you can legally offer or sell a franchise there. A filing state requires you to file and pay a fee, but you do not wait for approval to begin selling.

The distinction controls your launch timeline. Approval in a registration state can take weeks, so the states you plan to enter first should shape when you file. What FMS’s team consistently finds is that founders pick a launch market without checking whether it is a registration state, then lose a quarter waiting on approval they could have started earlier.

One nuance worth confirming with counsel: some filing states only treat you as a filing state if your primary trademark is federally registered with the USPTO. Without that registration, several of those states can require full FDD registration instead. That single fact can change your entire state map.

If you want help sequencing which states to register in first, FMS Franchise can map it to your growth plan through its franchise development services.

How to Register Your FDD Before Selling

Registering to sell franchises follows a sequence, and each step gates the next. First, you need a completed, FTC-compliant Franchise Disclosure Document, since every state builds on it. Second, you file that FDD in each registration state you intend to enter and pay the state fee. Third, you wait for the state’s review and any comments, then respond until the state clears you to sell. Only then can you make an offer in that state.

Two rules apply everywhere, registration state or not. You must provide the FDD to a prospect at least 14 days before they sign anything or pay you. And you must update the FDD annually, which means your state registrations renew on that same cycle. Budgeting for those renewals is part of the real cost of selling across state lines.

Getting the order right is the difference between a clean launch and a stalled one, which is exactly the kind of planning a first conversation covers. FMS Franchise offers a free franchise consultation to walk owners through it.

Frequently Asked Questions

How many franchise registration states are there?

There are 14 franchise registration states that require you to file your Franchise Disclosure Document and receive approval before offering a franchise: California, Hawaii, Illinois, Indiana, Maryland, Michigan, Minnesota, New York, North Dakota, Rhode Island, South Dakota, Virginia, Washington, and Wisconsin.

What is the difference between a registration state and a filing state?

A registration state requires you to submit your FDD and get state approval before selling. A filing state requires only a filing and a fee, with no approval step. Both differ from non-registration states, which require only that you follow the FTC Franchise Rule with a compliant FDD.

How much does franchise state registration cost?

State registration fees are charged per state and vary widely, so your total depends on how many states you enter. The individual fees are listed by state above. Budget the state fees on top of the one-time cost of developing your FDD and its annual updates.

How long does franchise registration take?

Timelines vary by state and by how complete your FDD is when you file. Registration states review your document and may return comments before clearing you to sell, which can add weeks. Filing states are faster because there is no approval step. Plan your launch markets around the states with the longest review.

Do I have to register in every state?

No. You register or file only in the states where you intend to offer or sell franchises. Many franchisors start in a few target markets and add states as they grow. Non-registration states require no filing, only a compliant FDD and adherence to the FTC Franchise Rule.

Registration is less about paperwork and more about sequence: a compliant FDD first, then the right states in the right order, then approval before you sell. Handled that way, franchise registration states become a launch schedule you control rather than a surprise that delays you. FMS Franchise has worked with more than 1,500 franchise concepts, so the state plan you build is grounded in how systems actually roll out.

If you want your state registration mapped to your growth plan before you file, the next step is a conversation with FMS Franchise, which offers a free franchise consultation for owners preparing to sell: https://www.fmsfranchise.com/franchise-your-business/.

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KIMBERLY MOODY

FRANCHISE CONSULTANT

Gloucester, Virginia – Kimberly Moody has secured an impressive track record in implementing financial goals for a business base of more than $300 million in assets covering customer service, financial planning, estate planning, banking services, and all aspects of investment management. Additionally, she worked as an Adjunct Instructor for Christopher Newport University, where she taught investment courses to individuals interested in learning more about financial planning. Ms. Moody also has experience as the Co-Host for WVEC Channel 13’s show “Investing 101” and Co-Host of WTKR’s radio station’s financial planning show. She has also held more than 100 public seminars on financial planning topics and was the speaker for National Space Society Conferences for NASA. Ms. Moody intends to use her proven business expertise, natural leadership ability, and personal determination to sell and grow franchise development.

PAUL REISNER

FRANCHISE CONSULTANT - MARKETING & SALES

New York, NY – Paul has 25+ years experienced in business development management and direct sales with Blue-Chip companies – CA, ADP, Pitney Bowes and National accounts such as Deutsche Bank, PepsiCo, Verizon. Received many awards and acknowledgement for sales achievement and success where personally responsible for generating in excess of $100m in revenue. Paul has been married for 34 years with six children. Paul graduated from Northern Michigan University in Marketing and from Marquette with a Bachelor’s Degree in Education.

MICHELLE WHITE

FRANCHISE CONSULTANT

Boca Raton, FL – Michelle White has worked in the franchise industry since 2012 in franchise sales, franchise development and as a franchise consultant. Previous to working with Franchise Marketing Systems, Ms. White worked in real estate development throughout South Florida and Illinois. Ms. White has a wide range of business skill sets including business management, business development, sales, marketing and financial management. Ms. White supports Franchise Marketing Systems clients through document development and franchise consulting work.
TRISHA CONNER

FRANCHISE CONSULTANT

Midwest – Ms. Trisha Conner is the documentation specialist for Franchise Marketing Systems, working with client’s legal counsel to initiate the Franchise Disclosure Documentation for a wide variety of business models each year. Since 2011, she has also held key responsibilities for the management, accuracy and timely distribution of client leads via the company CRM. Additionally, Ms. Conner contributes strategic planning as the company experiences growth. Previous work-related experiences include a decade of successful fundraising including financial accountability; extensive international travel including multiple international relocations in support of her husband’s agricultural commodities sales business; client services for Varig airlines in NYC. In addition to raising her family, Trisha has many years’ experience as a primary caregiver for elderly family members and is extensively familiar with in-home care businesses. An avid sports enthusiast, Trisha combines her continued fund-raising focus with cycling events. She played tennis competitively for more than 20 years and has recently added kayaking to her activities. Ms. Conner attended Colorado University, the Alliance Francaise and the Sorbonne in Paris and Northern IL University, graduating with a BA in French.
Kaitlin Eileen

GRAPHIC DESIGNER & AD STRATEGIST

Kaitlin is a graphic designer and a Facebook™️ ad Strategist. A born creator, her passion for creativity grew as she explored the design and artistic side of marketing. She has a special focus on presentation and visual design and is insanely curious about learning new skills to continuously improve her portfolio.

Tackling everything from Brochure design to Landing Pages and everything in between, she is always excited to grow her clients’ brands into something beautiful. When she isn’t working, her creative roots are always showing. Her love for Marketing and design go beyond the desk, her creative juices flow in the kitchen and in the garden. She also loves nature and all animals big and small but what she really loves is making her clients happy.

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Noah Cunningham

VIRTUAL DESIGNER

Augusta, GA – Noah is a designer for FMS. He has been designing for 4 years and has a wide range of skills when it comes to designing. Noah has a passion for communicating visually and creating visually successful brands. He loves creating for a wide range of clients and strives to fulfill their needs in design.